U.S. Trust Corporation

Results: 466



#Item
241Finance / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission / Depository Trust & Clearing Corporation / Settlement / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities / Financial economics / Financial system

Order Approving Proposed Rule Change to Expand the Functioning of DTC’s Inventory Management System

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Source URL: www.sec.gov

Language: English - Date: 2005-09-19 14:52:14
242Finance / Central Securities Depositories / 73rd United States Congress / United States Securities and Exchange Commission / United States securities law / Depository Trust & Clearing Corporation / Securities Exchange Act / Settlement / U.S. Securities and Exchange Commission / Financial economics / Securities / Financial system

Order Granting Approval of a Proposed Rule Change to Amend Rules Relating to the Early Redemption of Certificates of Deposit

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Source URL: www.sec.gov

Language: English - Date: 2011-08-25 11:15:53
243Finance / Central Securities Depositories / Payment systems / Stock market / Depository Trust & Clearing Corporation / Settlement / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Financial economics / Securities / Financial system

Larry E. Thompson Managing Director & Senior Deputy General Counsel 8, 2004

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Source URL: www.sec.gov

Language: English - Date: 2004-07-14 08:51:46
244United States securities law / Central Securities Depositories / 73rd United States Congress / United States Securities and Exchange Commission / Depository Trust & Clearing Corporation / Securities / Securities Exchange Act / U.S. Securities and Exchange Commission / Financial system / Financial economics / Finance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Updates to its Custody Service

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Source URL: www.sec.gov

Language: English - Date: 2012-08-24 13:37:45
245United States securities law / 73rd United States Congress / United States Securities and Exchange Commission / Depository Trust & Clearing Corporation / Securities Exchange Act / Short / U.S. Securities and Exchange Commission / Financial economics / Financial system / Finance

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2006-08-29 11:05:34
246Securities / Central Securities Depositories / Payment systems / Depository Trust & Clearing Corporation / U.S. Securities and Exchange Commission / Short / Clearing Corporation / Financial economics / Financial system / Finance

ALJ Order dated Aug. 4, 2005

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Source URL: www.sec.gov

Language: English - Date: 2008-07-28 18:55:36
247Securities / Depository Trust & Clearing Corporation / United States securities law / Securities Exchange Act / ACT / First Issues Collectors Club / U.S. Securities and Exchange Commission / Financial system / Financial economics / Finance

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2006-08-09 14:09:52
248Finance / United States Securities and Exchange Commission / 73rd United States Congress / Depository Trust & Clearing Corporation / Securities / Securities Exchange Act / ACT / U.S. Securities and Exchange Commission / Financial system / Financial economics / United States securities law

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NSCC[removed]September 27, 2013 Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change to

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Source URL: www.sec.gov

Language: English - Date: 2013-09-30 12:25:49
249United States securities law / 73rd United States Congress / United States Securities and Exchange Commission / Financial regulation / Short selling / Depository Trust & Clearing Corporation / Securities Exchange Act / Security / U.S. Securities and Exchange Commission / Financial economics / Financial system / Finance

Notice of Filing of Proposed Rule Change to Expand the Applicability of the Fails Charge to Agency Debt Securities Transactions

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Source URL: www.sec.gov

Language: English - Date: 2011-10-27 09:17:35
250Central Securities Depositories / United States securities law / Depository Trust & Clearing Corporation / Securities / Security / Securities Exchange Act / Short / U.S. Securities and Exchange Commission / Financial economics / Financial system / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-DTC[removed]September 7, 2011 Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change as Modified by Am

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Source URL: www.sec.gov

Language: English - Date: 2011-09-08 17:18:55
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